July 2 , 2008
Moody’s Says Its Employees Overrated Some Securities
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March 26, 2008
SEC Official Anticipates More Subprime Fraud
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February 2008
Former KPMC Executive Settles Peregrine Charges for $80K
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February 2008
Merrill Lynch Sued over Collateralized Debt Obligations
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December 27, 2005
Bear Stearns Guilty in Stock Fraud case
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October 23, 2003
Brokers fired from Smith Barney
in wake of Wall Street scandals
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October 22, 2003
Senate votes on class action status
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October 20, 2003
American citizens urged to lobby
against legislation
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July 1, 2003
Class action claims dismissed
against world’s largest securities firm
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April 28, 2003
Ten firms involved in April 2003 finalized
global settlement
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Result of Wall Street settlement
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Largest overall monetary payment in Wall Street
history finalized
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Firms unable to claim fines as tax deductions
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Former employees banned from securities industry
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April 28, 2003
SEC Releases Brokerage Settlement Details - Yahoo! Business and Finance
Settlement of suit will shake up Wall Street - International Herald Tribune
Citigroup to undergo more regulation than its peers - Financial Times
Banks eager to take punishment - Financial Times
April 24, 2003
Scandals may be settled soon But Eliot Spitzer expects more litigation - News Observer
SEC to Vote on Settlement Involving Wall Street Analysts - Quicken Brokerage
US SEC edges to vote on Wall St analyst settlement - Reuters
One man’s clean-up comes to an end - Times Onlin